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Morgan USD Emerging Markets Bond ETF WisdomTree Emerging Markets Corporate Bond Fund Emclaire Financial Corp - Common Stock WisdomTree Emerging Markets Consumer Growth Fund iShares S&P Emerging Markets Infrastructure Index Fund EMCORE Corporation - Common Stock Eastern Company (The) - Common Stock Emmis Communications Corporation - Class A Common Stock iShares MSCI Emerging Markets ex China ETF Endo International plc - Ordinary Shares ENGlobal Corporation - Common Stock Enlivex Therapeutics Ltd. - Ordinary Shares Enochian Biosciences Enphase Energy The Ensign Group Global Eagle Entertainment Inc. - Common Stock Enanta Pharmaceuticals Entegris Entera Bio Ltd. - Ordinary Shares Entera Bio Ltd. - Warrant iShares MSCI New Zealand ETF Evolus Bottomline Technologies ESSA Pharma Inc. - Common Stock Epsilon Energy Ltd. - Common Shares Epizyme Equillium Equity Bancshares Equinix ProShares Equities for Rising Rates ETF Eldorado Resorts Ericsson - American Depositary Shares each representing 1 underlying Class B share Erie Indemnity Company - Class A Common Stock Energy Recovery Erytech Pharma S.A. - American Depositary Shares Elmira Savings Bank NY (The) - Common Stock Escalade Euroseas Ltd. - Common Stock iShares ESG MSCI EAFE ETF iShares ESG MSCI EM ETF Enstar Group Limited - Ordinary Shares Enstar Group Limited - Depository Shares 7.00% Perpetual Non-Cumulative Preference Shares Enstar Group Limited - Depositary Shares Each Representing 1/1000th of an interest in Preference Shares iShares ESG MSCI USA ETF Elbit Systems Ltd. - Ordinary Shares VanEck Vectors Video Gaming and eSports ETF Esperion Therapeutics Esquire Financial Holdings ESSA Bancorp East Stone Acquisition Corporation - Ordinary Shares East Stone Acquisition Corporation - Right East Stone Acquisition Corporation - Unit East Stone Acquisition Corporation - Warrant Establishment Labs Holdings Inc. - Common Shares Community Bankers Trust Corporation. - Common Stock E*TRADE Financial Corporation - Common Stock 89bio Eton Pharmaceuticals Etsy Entasis Therapeutics Holdings Inc. - Common Stock iShares MSCI Europe Financials Sector Index Fund Everbridge EverQuote Evofem Biosciences Eaton Vance NextShares Trust - Eaton Vance Global Income Builder NextShares Evogene Ltd. - Ordinary Shares Ever-Glory International Group Eaton Vance NextShares Trust II - Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares Evelo Biosciences Evoke Pharma Evolving Systems EVO Payments Envision Solar International Envision Solar International Eaton Vance NextShares Trust - Eaton Vance Stock NextShares East West Bancorp iShares MSCI Japan Equal Weighted ETF iShares MSCI Japan Value ETF iShares MSCI Brazil Small-Cap ETF Exact Sciences Corporation - Common Stock Exelon Corporation - Common Stock Exelixis EXFO Inc - Subordinate Voting Shares ExlService Holdings Experience Investment Corp. - Class A Common Stock Experience Investment Corp. - Unit Experience Investment Corp. - Warrants Expeditors International of Washington Expedia Group eXp World Holdings Exponent Extreme Networks National Vision Holdings Eyegate Pharmaceuticals Eyegate Pharmaceuticals Eyenovia Second Sight Medical Products Second Sight Medical Products EyePoint Pharmaceuticals EZCORP First Trust Alternative Absolute Return Strategy ETF First Trust Multi Cap Value AlphaDEX Fund First Trust Multi Cap Growth AlphaDEX Fund iShares Fallen Angels USD Bond ETF Farmmi Diamondback Energy Fanhua Inc. - American depositary shares Farmer Brothers Company - Common Stock FARO Technologies Fastenal Company - Common Stock FAT Brands Inc. - Common Stock Fate Therapeutics Facebook Fortress Biotech Fortress Biotech First Business Financial Services The First Bancshares First Bancorp - Common Stock Fauquier Bankshares First Trust Brazil AlphaDEX Fund First Trust China AlphaDEX Fund First Trust California Municipal High income ETF First Trust Canada AlphaDEX Fund First Capital First Community Bankshares First Choice Bancorp - Common Stock First Community Corporation - Common Stock 1st Constitution Bancorp (NJ) - Common Stock First Trust CEF Income Opportunity ETF FuelCell Energy FirstCash First Citizens BancShares First Citizens BancShares First Trust SSI Strategic Convertible Securities ETF Fidelity D & D Bancorp First Defiance Financial Corp. - Common Stock First Trust Strategic Income ETF First Trust Dow Jones International Internet ETF First Trust Developed Markets Ex-US AlphaDEX Fund First Trust Developed Markets ex-US Small Cap AlphaDEX Fund Fidus Investment Corporation - Common Stock Fidus Investment Corporation - 5.375% Notes Due 2024 Fidus Investment Corporation - 5.875% Notes due 2023 Fidus Investment Corporation - 6% Notes due 2024 Frequency Electronics Franklin Electric Co. First Trust Emerging Markets AlphaDEX Fund First Trust Emerging Markets Local Currency Bond ETF First Trust Emerging Markets Small Cap AlphaDEX Fund Fennec Pharmaceuticals Inc. - Common Stock First Trust Europe AlphaDEX Fund First Trust Eurozone AlphaDEX ETF First Trust Large Cap Core AlphaDEX Fund FireEye First Financial Bancorp. - Common Stock FFBW Fuwei Films (Holdings) Co. Flushing Financial Corporation - Common Stock First Financial Bankshares F5 Networks First Financial Northwest First Foundation Inc. - Common Stock First Guaranty Bancshares FibroGen First Trust Germany AlphaDEX Fund First Hawaiian First Trust Hong Kong AlphaDEX Fund First Interstate BancSystem First Trust S&P International Dividend Aristocrats ETF Global X FinTech ETF Financial Institutions Fiserv Fifth Third Bancorp - Common Stock Fifth Third Bancorp - Depositary Share repstg 1/1000th Ownership Interest Perp Pfd Series I Fifth Third Bancorp - Depositary Shares each representing a 1/1000th ownership interest in a share of Non-Cumulative Perpetual Preferred Stock Fifth Third Bancorp - Depositary Shares each representing 1/40th share of Fifth Third 6.00% Non-Cumulative Perpetual Class B Preferred Stock Five Below Five9 First Trust TCW Opportunistic Fixed Income ETF Homology Medicines National Beverage Corp. - Common Stock First Trust Japan AlphaDEX Fund First Trust South Korea AlphaDEX Fund First Trust United Kingdom AlphaDEX Fund Fluidigm Corporation - Common Stock Flex Ltd. - Ordinary Shares Fulgent Genetics The First of Long Island Corporation - Common Stock FLIR Systems Full House Resorts Falcon Minerals Corporation - Class A Common Stock Falcon Minerals Corporation - Warrant First Trust Latin America AlphaDEX Fund Fluent 1-800-FLOWERS.COM Flexion Therapeutics Flexsteel Industries Farmers & Merchants Bancorp First Trust Managed Municipal ETF First Mid Bancshares First Midwest Bancorp Forum Merger II Corporation - Class A Common Stock Forum Merger II Corporation - Unit Forum Merger II Corporation - Warrant First Trust Municipal High Income ETF First Trust Mega Cap AlphaDEX Fund Farmers National Banc Corp. - Common Stock FNCB Bancorp Inc. - Common Stock FedNat Holding Company - Common Stock Finjan Holdings First Trust Mid Cap Value AlphaDEX Fund Funko First Bancorp First Northwest Bancorp - Common Stock First Trust Mid Cap Core AlphaDEX Fund First Trust Mid Cap Growth AlphaDEX Fund Focus Financial Partners Inc. - Common Stock Amicus Therapeutics Fonar Corporation - Common Stock Forward Industries Fuling Global Inc. - Ordinary Shares FormFactor Forrester Research Formula Systems (1985) Ltd. - American Depositary Shares Fossil Group Fox Corporation - Class B Common Stock Fox Corporation - Class A Common Stock Fox Factory Holding Corp. - Common Stock First Trust Asia Pacific Ex-Japan AlphaDEX Fund FlexShopper Five Prime Therapeutics First Trust IPOX Europe Equity Opportunities ETF First Trust International Equity Opportunities ETF Franklin Financial Services Corporation - Common Stock Francesca's Holdings Corporation - Common Stock First Bank - Common Stock Republic First Bancorp Frequency Therapeutics Franchise Group Fiesta Restaurant Group Freedom Holding Corp. - Common Stock First Merchants Corporation - Common Stock FRP Holdings Freshpet Foresight Autonomous Holdings Ltd. - American Depositary Shares Forterra FSB Bancorp FS Bancorp ForeScout Technologies First Seacoast Bancorp - Common Stock First Savings Financial Group First Solar FinServ Acquisition Corp. - Class A Common Stock FinServ Acquisition Corp. - Unit FinServ Acquisition Corp. - Warrant L.B. Foster Company - Common Stock FirstService Corporation - Common Shares First Trust Switzerland AlphaDEX Fund First Trust Large Cap Value AlphaDEX Fund FinTech Acquisition Corp. III - Class A Common Stock FinTech Acquisition Corp. III - Unit FinTech Acquisition Corp. III - Warrant First Trust Indxx Global Agriculture ETF First Trust Large Cap Growth AlphaDEX Fund First Trust Capital Strength ETF frontdoor Fuel Tech Future FinTech Group Inc. - Common Stock First Trust Global Tactical Commodity Strategy Fund First Trust BuyWrite Income ETF First Trust Hedged BuyWrite Income ETF Fortinet First Trust Indxx Global Natural Resources Income ETF First Trust Senior Loan Fund ETF First Trust Enhanced Short Maturity ETF First Trust Nasdaq Retail ETF First Trust Nasdaq Food & Beverage ETF First Trust Nasdaq Pharmaceuticals ETF First Trust Nasdaq Semiconductor ETF First Trust Nasdaq Oil & Gas ETF First Trust Nasdaq Bank ETF First Trust Nasdaq Transportation ETF Fulcrum Therapeutics Fulton Financial Corporation - Common Stock First United Corporation - Common Stock Sprott Focus Trust First US Bancshares Futu Holdings Limited - American Depositary Shares Arcimoto First Trust Dorsey Wright Focus 5 ETF First Trust Dorsey Wright Dynamic Focus 5 ETF FVCBankcorp Five Star Senior Living Inc. - Common Shares Liberty Media Corporation - Series A Liberty Formula One Common Stock Liberty Media Corporation - Series C Liberty Formula One Common Stock Forward Pharma A/S - American Depositary Shares Forward Air Corporation - Common Stock First National Corporation - Common Stock First Trust Small Cap Growth AlphaDEX Fund First Trust Small Cap Value AlphaDEX Fund First Trust Small Cap Core AlphaDEX Fund German American Bancorp Gaia Gladstone Investment Corporation - Business Development Company Gladstone Investment Corporation - 6.375% Series E Cumulative Term Preferred Stock due 2025 Gladstone Investment Corporation - 6.25% Series D Cumulative Term Preferred Stock Galectin Therapeutics Inc. - Common Stock Garrison Capital Inc. - Common Stock StealthGas Glacier Bancorp Golub Capital BDC Golub Capital BDC Global Indemnity Limited - Class A Common Shares Global Indemnity Limited - 7.875% Subordinated Notes due 2047 Global Indemnity Limited - 7.75% Subordinated Note Due 2045 Global Blood Therapeutics Greene County Bancorp Golden Entertainment GDS Holdings Limited - American Depositary Shares Grid Dynamics Holdings Grid Dynamics Holdings Great Elm Capital Group Great Elm Capital Corp. - Common Stock Great Elm Capital Corp. - 6.50% Notes due 2022 Great Elm Capital Corp. - 6.75% Notes Due 2025 Great Elm Capital Corp. - Notes Gencor Industries Inc. - Common Stock Genetic Technologies Ltd - American Depositary Shares representing 600 ordinary shares Principal Millennials Index ETF Geospace Technologies Corporation - Common Stock Geron Corporation - Common Stock Gevo Guaranty Federal Bancshares General Finance Corporation - Common Stock General Finance Corporation - Cumulative Redeemable Perpetual Preferred Series C General Finance Corporation - Senior Notes due 2021 Grupo Financiero Galicia S.A. - American Depositary Shares Guardant Health Gores Holdings IV Gores Holdings IV Gores Holdings IV Guardion Health Sciences Gulf Island Fabrication SoFi Gig Economy ETF GigaMedia Limited - Ordinary Shares G-III Apparel Group Gilead Sciences Gilat Satellite Networks Ltd. - Ordinary Shares Gladstone Capital Corporation - Common Stock Gladstone Capital Corporation - 6.125% Notes due 2023 Gladstone Capital Corporation - 5.375% Notes due 2024 Globus Maritime Limited - Common Stock Glen Burnie Bancorp - Common Stock Great Lakes Dredge & Dock Corporation - Common Stock Credit Suisse AG - Credit Suisse Gold Shares Covered Call Exchange Traded Notes TD Holdings GCI Liberty GCI Liberty Galmed Pharmaceuticals Ltd. - Ordinary Shares Golar LNG Limited - Common Shares Galapagos NV - American Depositary Shares Gaming and Leisure Properties Greenlight Reinsurance Glu Mobile Inc. - Common Stock GlycoMimetics Genmab A/S - American Depositary Shares Esports Entertainment Group Inc. - Common Stock Esports Entertainment Group Inc. - Warrant Gamida Cell Ltd. - Ordinary Shares Gores Metropoulos Gores Metropoulos Gores Metropoulos Golar LNG Partners LP - Common Units Representing Limited Partnership Golar LNG Partners LP - 8.75% Series A Cumulative Redeemable Preferred Units Genocea Biosciences GENFIT S.A. - American Depositary Shares Greenlane Holdings iShares GNMA Bond ETF GenMark Diagnostics Global X Genomics & Biotechnology ETF Genprex Greenrose Acquisition Corp. - Unit Genasys Inc. - Common Stock Gentex Corporation - Common Stock Guaranty Bancshares Genius Brands International Grocery Outlet Holding Corp. - Common Stock Golden Ocean Group Limited - Common Stock Gogo Inc. - Common Stock Gladstone Commercial Corporation - Real Estate Investment Trust Gladstone Commercial Corporation - Series D Cumulative Redeemable Preferred Stock Gladstone Commercial Corporation - 6.625% Series E Cumulative Redeemable Preferred Stock Alphabet Inc. - Class C Capital Stock Alphabet Inc. - Class A Common Stock Gossamer Bio Gordon Pointe Acquisition Corp. - Class A Common Stock Gordon Pointe Acquisition Corp. - Unit Gordon Pointe Acquisition Corp. - Warrant Gulfport Energy Corporation - Common Stock Green Plains Partners LP - Common Units Green Plains GoPro Green Brick Partners Grifols First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund Griffin Industrial Realty Muscle Maker Grindrod Shipping Holdings Ltd. - 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GrowGeneration Corp. - Common Stock Great Southern Bancorp Goosehead Insurance GSI Technology GreenSky Ferroglobe PLC - Ordinary Shares Glory Star New Media Group Holdings Limited - Ordinary Share Glory Star New Media Group Holdings Limited - Warrant Gridsum Holding Inc. - American Depositary Shares The Goodyear Tire & Rubber Company - Common Stock Greenland Technologies Holding Corporation - Ordinary Shares G1 Therapeutics Good Times Restaurants Inc. - Common Stock Chart Industries GTY Technology Holdings WisdomTree Middle East Dividend Fund Gulf Resources GSE Systems GWG Holdings GW Pharmaceuticals Plc - American Depositary Shares Global Water Resources GX Acquisition Corp. - Class A Common Stock GX Acquisition Corp. - Unit GX Acquisition Corp. - Warrant Global X Thematic Growth ETF Gyrodyne Hawaiian Holdings Hanmi Financial Corporation - Common Stock The Hain Celestial Group Hallmark Financial Services Halozyme Therapeutics Happiness Biotech Group Limited - Ordinary Shares Harpoon Therapeutics Hasbro Haynes International Huntington Bancshares Incorporated - Common Stock Huntington Bancshares Incorporated - Depositary Shares each representing a 1/40th interest in a share of 5.875% Series C Non-Cumulative Perpetual Preferred Stock Huntington Bancshares Incorporated - Depositary Shares Home Bancorp Harvard Bioscience Howard Bancorp Horizon Bancorp Huttig Building Products HBT Financial Hennessy Capital Acquisition Corp. IV - Class A Common Stock Hennessy Capital Acquisition Corp. IV - Unit Hennessy Capital Acquisition Corp. IV - Warrant Harvest Capital Credit Corporation - Common Stock Harvest Capital Credit Corporation - 6.125% Notes due 2022 Health Catalyst HL Acquisitions Corp. - Ordinary Shares HL Acquisitions Corp. - Right HL Acquisitions Corp. - Unit HL Acquisitions Corp. - Warrant Heritage-Crystal Clean Healthcare Merger Corp. - Class A Common Stock Healthcare Merger Corp. - Units Healthcare Merger Corp. - Warrants The Hackett Group Hutchison China MediTech Limited - American Depositary Shares Healthcare Services Group HD Supply Holdings Hudson Technologies Turtle Beach Corporation - Common Stock Hebron Technology Co. H&E Equipment Services Helen of Troy Limited - Common Stock Hepion Pharmaceuticals Pacer Cash Cows Fund of Funds ETF Global X Video Games & Esports ETF iShares Currency Hedged MSCI Germany ETF Home Federal Bancorp HF Foods Group Inc. - Common Stock Heritage Financial Corporation - Common Stock China HGS Real Estate Wealthbridge Acquisition Limited - Ordinary Shares Wealthbridge Acquisition Limited - Rights Wealthbridge Acquisition Limited - Unit Wealthbridge Acquisition Limited - Warrants HeadHunter Group PLC - American Depositary Shares Huitao Technology Co. Hibbett Sports Hingham Institution for Savings - Common Stock Highway Holdings Limited - Common Stock Himax Technologies Hancock Jaffe Laboratories Hancock Jaffe Laboratories Wahed FTSE USA Shariah ETF Hailiang Education Group Inc. - American Depositary Shares Helios Technologies Harmonic Inc. - Common Stock Hamilton Lane Incorporated - Class A Common Stock Houghton Mifflin Harcourt Company - Common Stock HMN Financial HomeStreet HMS Holdings Corp - Common Stock Hemisphere Media Group Strategy Shares Nasdaq 7HANDL Index ETF Hennessy Advisors Hallador Energy Company - Common Stock Hooker Furniture Corporation - Common Stock Hollysys Automation Technologies Hologic Home BancShares HarborOne Bancorp HOOKIPA Pharma Inc. - Common Stock Hope Bancorp Hoth Therapeutics Hovnanian Enterprises Inc - Depositary Share representing 1/1000th of 7.625% Series A Preferred Stock HireQuest HealthEquity Harrow Health Heron Therapeutics Horizon Technology Finance Corporation - Common Stock Helius Medical Technologies Henry Schein Heidrick & Struggles International Heska Corporation - Common Stock Hudson Global HealthStream HomeTrust Bancshares Heritage Commerce Corp - Common Stock Heat Biologics HTG Molecular Diagnostics Huazhu Group Limited - American Depositary Shares Healthcare Trust Heartland Express Heartland Financial USA Hub Group FSD Pharma Inc. - Class B Subordinate Voting Shares Huize Holding Limited - American Depositary Shares Hurco Companies Huron Consulting Group Inc. - Common Stock HV Bancorp Hawthorn Bancshares Hancock Whitney Corporation - Common Stock Houston Wire & Cable Company - Common Stock Hancock Whitney Corporation - 5.95% Subordinated Notes due 2045 Hawkins Hexindai Inc. - American Depositary Shares Haymaker Acquisition Corp. II - Class A Common Stock Haymaker Acquisition Corp. II - Unit Haymaker Acquisition Corp. II - Warrant First Trust High Yield Long/Short ETF WisdomTree Negative Duration High Yield Bond Fund HyreCar Inc. - Common Stock iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF WisdomTree Interest Rate Hedged High Yield Bond Fund Horizon Therapeutics Public Limited Company - Ordinary Shares IAC/InterActiveCorp - Common Stock Integra LifeSciences Holdings Corporation - Common Stock iShares Nasdaq Biotechnology Index Fund Independent Bank Corporation - Common Stock IBERIABANK Corporation - Common Stock IBERIABANK Corporation - Depositary Shares each representing a 1/400th ownership interest in a share of our 6.100% Fixed-to-Floating Non-Cumulative Perpetual Preferred Stock IBERIABANK Corporation - Depositary Shares Representing Series C Fixed to Floating IBERIABANK Corporation - Depositary Shares Representing Series B Fixed to Floating Interactive Brokers Group International Bancshares Corporation - Common Stock iShares iBonds Dec 2021 Term Treasury ETF iShares iBonds Dec 2022 Term Treasury ETF iShares iBonds Dec 2023 Term Treasury ETF iShares iBonds Dec 2024 Term Treasury ETF iShares iBonds Dec 2025 Term Treasury ETF iShares iBonds Dec 2026 Term Treasury ETF iShares iBonds Dec 2027 Term Treasury ETF iShares iBonds Dec 2028 Term Treasury ETF iShares iBonds Dec 2029 Term Treasury ETF Independent Bank Group Amplify Online Retail ETF icad inc. - Common Stock County Bancorp ImmuCell Corporation - Common Stock ICC Holdings ICF International Ichor Holdings - Ordinary Shares iClick Interactive Asia Group Limited - American Depositary Shares iShares S&P Global Clean Energy Index Fund ICON plc - Ordinary Shares Investcorp Credit Management BDC Iconix Brand Group Intercept Pharmaceuticals ICU Medical InterDigital Ideanomics Invesco FTSE International Low Beta Equal Weight ETF Intellicheck Idera Pharmaceuticals Interpace Biosciences IDEXX Laboratories IDEAYA Biosciences Infrastructure and Energy Alternatives Infrastructure and Energy Alternatives IEC Electronics Corp. - Common Stock iShares 7-10 Year Treasury Bond ETF iShares 3-7 Year Treasury Bond ETF Icahn Enterprises L.P. - Depositary units IES Holdings iShares MSCI Europe Small-Cap ETF iShares FTSE EPRA/NAREIT Europe Index Fund iShares FTSE EPRA/NAREIT Global Real Estate ex-U.S. Index Fund iFresh Inc. - Common Stock InflaRx N.V. - Common Stock First Trust Dorsey Wright International Focus 5 ETF iShares Global Infrastructure ETF iShares Intermediate-Term Corporate Bond ETF International General Insurance Holdings Ltd. - Ordinary Shares International General Insurance Holdings Ltd. - Warrant expiring 3/17/2025 IGM Biosciences iShares International Treasury Bond ETF iShares Short-Term Corporate Bond ETF iHeartMedia Information Services Group Insteel Industries i3 Verticals IntriCon Corporation - Common Stock II-VI Incorporated - Common Stock iShares S&P Small-Cap 600 Growth ETF Ikonics Corporation - Common Stock Illumina Industrial Logistics Properties Trust - Common Shares of Beneficial Interest I-MAB - American Depositary Shares IMAC Holdings IMAC Holdings iMedia Brands ImmunoGen Ingles Markets Immutep Limited - American Depositary Shares Immersion Corporation - Common Stock Immunomedics ChipMOS TECHNOLOGIES INC. - American Depositary Shares IMARA Inc. - Common Stock Immuron Limited - American Depositary Shares Immuron Limited - Warrants Integrated Media Technology Limited - Ordinary Shares Immunic IMV Inc. - Common Shares Immunovant Immunovant Immunovant International Money Express First Internet Bancorp - Common Stock First Internet Bancorp - 6.0% Fixed-to-Floating Rate Subordinated Notes due 2026 First Internet Bancorp - Fixed-to-Floating Rate Subordinated Notes Due 2029 Incyte Corporation - Common Stock Independent Bank Corp. - Common Stock iShares S&P India Nifty 50 Index Fund Infinity Pharmaceuticals Infinera Corporation - Common Stock Legg Mason Global Infrastructure ETF Inogen INmune Bio Inc. - Common stock InMode Ltd. - Ordinary Shares Innovate Biopharmaceuticals Inovio Pharmaceuticals Innodata Inc. - Common Stock Inovalon Holdings Inpixon - Common Stock Inspired Entertainment Inseego Corp. - Common Stock Insmed Insurance Acquisition Corp. - Class A Common Stock Insurance Acquisition Corp. - Unit Insurance Acquisition Corp. - Warrant Intel Corporation - Common Stock The Intergroup Corporation - Common Stock INTL FCStone Inc. - Common Stock Intuit Inc. - Common Stock Innoviva Identiv InnerWorkings Ionis Pharmaceuticals Innospec Inc. - Common Stock Adesto Technologies Corporation - Common Stock Iovance Biotherapeutics Inter Parfums Professional Diversity Network IPG Photonics Corporation - Common Stock Innate Pharma S.A. - American Depositary Shares Invesco International BuyBack Achievers ETF Interstate Power and Light Company - Interstate Power & Light Company Perp Preferred 5.10% Series D Ideal Power Inc. - Common Stock iQIYI iRobot Corporation - Common Stock IRSA Propiedades Comerciales S.A. - American Depository Shares Iridium Communications Inc - Common Stock IRIDEX Corporation - Common Stock iRadimed Corporation - Common Stock IF Bancorp iRhythm Technologies Ironwood Pharmaceuticals Investors Bancorp Invesco RAFI Strategic Developed ex-US Small Company ETF Invesco RAFI Strategic Developed ex-US ETF IVERIC bio Invesco RAFI Strategic Emerging Markets ETF iShares 1-3 Year International Treasury Bond ETF Insignia Systems Image Sensing Systems Intuitive Surgical Innovative Solutions and Support iShares Core 1-5 Year USD Bond ETF Investar Holding Corporation - Common Stock Intra-Cellular Therapies Inc. - Common Stock Iteris Investors Title Company - Common Stock Itamar Medical Ltd. - American Depository Shares Itron Iterum Therapeutics plc - Ordinary Share Ituran Location and Control Ltd. - Ordinary Shares Invesco RAFI Strategic US ETF iShares Core Total USD Bond Market ETF iShares Core S&P U.S. Growth ETF Invesco RAFI Strategic US Small Company ETF iShares Core S&P U.S. Value ETF Intevac iShares Core MSCI Total International Stock ETF IZEA Worldwide Jack In The Box Inc. - Common Stock Jaguar Health JAKKS Pacific JanOne Inc. - Common Stock Jazz Pharmaceuticals plc - Ordinary Shares J.B. Hunt Transport Services JetBlue Airways Corporation - Common Stock John B. Sanfilippo & Son j2 Global Communications Systems Jewett-Cameron Trading Company - Common Shares JD.com Jiayin Group Inc. - American Depositary Shares 8i Enterprises Acquisition Corp - Ordinary Shares 8i Enterprises Acquisition Corp - Right 8i Enterprises Acquisition Corp - Unit 8i Enterprises Acquisition Corp - Warrant 9F Inc. - American Depositary Shares Aurora Mobile Limited - American Depositary Shares J & J Snack Foods Corp. - Common Stock Jack Henry & Associates iShares Morningstar Mid-Cap ETF JMP Group LLC - 7.25% Senior Notes due 2027 JMP Group LLC - 6.875% Senior Notes due 2029 Jounce Therapeutics 51job Johnson Outdoors Inc. - Class A Common Stock China Finance Online Co. Limited - American Depositary Shares Jerash Holdings (US) James River Group Holdings Navient Corporation - 6% Senior Notes due December 15 Janus Henderson Small/Mid Cap Growth Alpha ETF Janus Henderson Small Cap Growth Alpha ETF Coffee Holding Co. The Joint Corp. - Common Stock Kala Pharmaceuticals Kaiser Aluminum Corporation - Common Stock KalVista Pharmaceuticals Kimball International KBL Merger Corp. IV - Common Stock KBL Merger Corp. IV - Rights KBL Merger Corp. IV - Unit KBL Merger Corp. IV - Warrant KBS Fashion Group Limited - Common Stock Invesco KBW Bank ETF Invesco KBW High Dividend Yield Financial ETF Invesco KBW Property & Casualty Insurance ETF Invesco KBW Regional Banking ETF Invesco KBW Premium Yield Equity REIT ETF Portman Ridge Finance Corporation - 6.125% Notes due 2022 Kimball Electronics Kelly Services Kelly Services Kewaunee Scientific Corporation - Common Stock Akerna Corp. - Common Stock Akerna Corp. - Warrant Kentucky First Federal Bancorp - Common Stock Kforce Kingold Jewelry Inc. - Common Stock The Kraft Heinz Company - Common Stock OrthoPediatrics Corp. - Common Stock Kindred Biosciences Kingstone Companies Kirkland's KLA Corporation - Common Stock Kaleido Biosciences Kulicke and Soffa Industries KLX Energy Services Holdings Kamada Ltd. - Ordinary Shares KemPharm Kandi Technologies Group Kiniksa Pharmaceuticals Kinsale Capital Group Kodiak Sciences Inc - Common Stock Kopin Corporation - Common Stock Koss Corporation - Common Stock Karyopharm Therapeutics Inc. - Common Stock 36Kr Holdings Inc. - American Depositary Shares Global X Conscious Companies ETF Repro Med Systems Kornit Digital Ltd. - Ordinary Shares Kearny Financial - Common Stock Keros Therapeutics Karuna Therapeutics Kura Sushi USA Krystal Biotech Key Tronic Corporation - Common Stock Kratos Defense & Security Solutions Kitov Pharma Ltd. - American Depositary Shares Kitov Pharma Ltd. - Warrants Kura Oncology KVH Industries Kaixin Auto Holdings - Ordinary Share Kazia Therapeutics Limited - American Depositary Shares Kezar Life Sciences Leisure Acquisition Corp. - Common Stock Leisure Acquisition Corp. - Unit Leisure Acquisition Corp. - Warrant Lakeland Industries Lamar Advertising Company - Class A Common Stock Lancaster Colony Corporation - Common Stock Gladstone Land Corporation - Common Stock Gladstone Land Corporation - 6.375% Series A Cumulative Term Preferred Stock Landmark Bancorp Inc. - Common Stock nLIGHT Union Acquisition Corp. II - Ordinary Shares Union Acquisition Corp. II - Units Union Acquisition Corp. II - Warrant Laureate Education Lawson Products Lazydays Holdings Lakeland Bancorp Luther Burbank Corporation - Common Stock Liberty Broadband Corporation - Class A Common Stock Liberty Broadband Corporation - Class C Common Stock Liberty Global plc - Class A Ordinary Shares Liberty Global plc - Class B Ordinary Shares Liberty Global plc - Class C Ordinary Shares Landcadia Holdings II Landcadia Holdings II Landcadia Holdings II LCNB Corporation - Common Stock Lifetime Brands iShares ESG MSCI EM Leaders ETF First Trust Low Duration Strategic Focus ETF Lands' End Lincoln Electric Holdings SemiLEDS Corporation - Common Stock Legacy Housing Corporation - Common Stock First Trust Indxx Innovative Transaction & Process ETF Level One Bancorp LF Capital Acquistion Corp. - Class A Common Stock LF Capital Acquistion Corp. - Unit LF Capital Acquistion Corp. - Warrant Littelfuse Lifevantage Corporation - Common Stock LGI Homes Ligand Pharmaceuticals Incorporated - Common Stock LHC Group - common stock aTyr Pharma Liberty Latin America Ltd. - Class A Common Stock Liberty Latin America Ltd. - Class C Common Stock Lincoln Educational Services Corporation - Common Stock Lindblad Expeditions Holdings Inc. - Common Stock LiqTech International Lumentum Holdings Inc. - Common Stock Live Ventures Incorporated - Common Stock LIV Capital Acquisition Corp. - Class A Ordinary Shares LIV Capital Acquisition Corp. - Unit LIV Capital Acquisition Corp. - Warrant LivaNova PLC - Ordinary Shares LiveXLive Media LIZHI INC. - American Depositary Shares La Jolla Pharmaceutical Company - Common Stock Luckin Coffee Inc. - American Depositary Shares Luokung Technology Corp - Ordinary Shares Lakeland Financial Corporation - Common Stock LKQ Corporation - Common Stock Lianluo Smart Limited - Class A Common Stock Limelight Networks LeMaitre Vascular Limbach Holdings First Trust Low Duration Opportunities ETF LM Funding America LM Funding America Liminal BioSciences Inc. - Common Shares Limoneira Co - Common Stock Luminex Corporation - Common Stock LMP Automotive Holdings Landmark Infrastructure Partners LP - Common Units Landmark Infrastructure Partners LP - Preferred Stock Landmark Infrastructure Partners LP - Preferred Units Landmark Infrastructure Partners LP - 8.00% Series A Cumulative Redeemable Perpetual Preferred Units Limestone Bancorp Landec Corporation - Common Stock Global X Longevity Thematic ETF Alliant Energy Corporation - Common Stock Lantheus Holdings Longevity Acquisition Corporation - Ordinary Shares Longevity Acquisition Corporation - Right Longevity Acquisition Corporation - Units Longevity Acquisition Corporation - Warrant Manhattan Bridge Capital Live Oak Bancshares El Pollo Loco Holdings LogicBio Therapeutics Logitech International S.A. - Registered Shares LogMeIn Lonestar Resources US Inc. - Class A Common Stock Loop Industries Grand Canyon Education Loral Space and Communications The Lovesac Company - Common Stock Lipocine Inc. - Common Stock LPL Financial Holdings Inc. - Common Stock LivePerson LightPath Technologies Leap Therapeutics Liquidia Technologies Liquidity Services Lam Research Corporation - Common Stock ClearBridge Large Cap Growth ESG ETF LifeSci Acquisition Corp. - Unit 1 COM & 1 WT Lake Shore Bancorp Lattice Semiconductor Corporation - Common Stock Landstar System Liberty Media Corporation - Series A Liberty SiriusXM Common Stock Liberty Media Corporation - Series B Liberty SiriusXM Common Stock Liberty Media Corporation - Series C Liberty SiriusXM Common Stock Lightbridge Corporation - Common Stock Liberty TripAdvisor Holdings Liberty TripAdvisor Holdings Lantronix lululemon athletica inc. - Common Stock Lumos Pharma Luna Innovations Incorporated - Common Stock Livongo Health Legg Mason Low Volatility High Dividend ETF Lifeway Foods LexinFintech Holdings Ltd. - American Depositary Shares Lexicon Pharmaceuticals Lyft Dragon Victory International Limited - Ordinary Shares Lyra Therapeutics LSI Industries Inc. - Common Stock Merrimack Pharmaceuticals Magal Security Systems Ltd. - Ordinary Shares Manhattan Associates ManTech International Corporation - Class A Common Stock Marriott International - Class A Common Stock Marathon Patent Group Remark Holdings Marine Petroleum Trust - Units of Beneficial Interest Masimo Corporation - Common Stock Mattel Matthews International Corporation - Class A Common Stock J. W. Mays iShares MBS ETF Middlefield Banc Corp. - Common Stock Marrone Bio Innovations Merchants Bancorp - Common Stock Merchants Bancorp - Depositary Shares Each Representing a 1/40th Interest in a Share of Series B Fixed-to-Floating Rate Merchants Bancorp - 7.00% Fixed-to-Floating Rate Series A Non-Cumulative Perpetual Preferred Stock Mustang Bio Medallion Bank - Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock Microbot Medical Inc. - Common Stock Moleculin Biotech FlexShares Disciplined Duration MBS Index Fund Malibu Boats Mercantile Bank Corporation - Common Stock Macatawa Bank Corporation - Common Stock MetroCity Bankshares First Trust Municipal CEF Income Opportunity ETF Mid-Con Energy Partners MasterCraft Boat Holdings iShares MSCI China ETF Microchip Technology Incorporated - Common Stock Marchex Merida Merger Corp. I - Common Stock Merida Merger Corp. I - Warrant Seres Therapeutics Monarch Casino & Resort MongoDB MDC Partners Inc. - Class A Subordinate Voting Shares Madrigal Pharmaceuticals Medigus Ltd. - American Depositary Shares Medigus Ltd. - Series C Warrant Mediaco Holding Inc. - Class A Common Stock First Trust Multi-Asset Diversified Income Index Fund MDJM LTD - Ordinary Shares Mondelez International Medalist Diversified REIT Medalist Diversified REIT Allscripts Healthcare Solutions MediWound Ltd. - Ordinary Shares Medpace Holdings Trxade Group The Meet Group MEI Pharma MercadoLibre Methanex Corporation - Common Stock Mercer International Inc. - Common Stock Mesa Air Group Mesoblast Limited - American Depositary Shares Ramaco Resources Meten EdtechX Education Group Ltd. - Ordinary Shares JMU Limited - American Depositary Shares Medallion Financial Corp. - Common Stock Medallion Financial Corp. - 9.000% Notes due 2021 Mackinac Financial Corporation - Common Stock MGE Energy Inc. - Common Stock Miragen Therapeutics Moneygram International Magic Software Enterprises Ltd. - Ordinary Shares Magellan Health MacroGenics MGP Ingredients McGrath RentCorp - Common Stock Magenta Therapeutics MeiraGTx Holdings plc - Ordinary Shares Magyar Bancorp Maiden Holdings MICT The Middleby Corporation - Common Stock The Michaels Companies Global X Millennials Thematic ETF Mimecast Limited - Ordinary Shares Mitcham Industries Mitcham Industries Mobile Mini Mirum Pharmaceuticals Milestone Pharmaceuticals Inc. - Common Shares Mitek Systems Stealth BioTherapeutics Corp. - American Depositary Shares Majesco - Common Stock Molecular Data Inc. - ADS Monaker Group MKS Instruments MarketAxess Holdings Mesa Laboratories Melco Resorts & Entertainment Limited - American Depositary Shares Herman Miller Millendo Therapeutics Malvern Bancorp MMA Capital Holdings Martin Midstream Partners L.P. - Common Units Representing Limited Partnership Interests Merit Medical Systems MakeMyTrip Limited - Ordinary Shares Monocle Acquisition Corporation - Common Stock Monocle Acquisition Corporation - Units Monocle Acquisition Corporation - Warrants MIND C.T.I. Ltd. - Ordinary Shares MannKind Corporation - Common Stock Menlo Therapeutics Inc. - Common Stock MediciNova Monopar Therapeutics Inc. - Common Stock Monro MainStreet Bancshares Monster Beverage Corporation - Common Stock Momenta Pharmaceuticals Manitex International MobileIron MidWestOne Financial Group Mogo Inc. - Common Shares ECMOHO Limited - American Depositary Shares Momo Inc. - American Depositary Shares MorphoSys AG - American Depositary Shares Morphic Holding Morningstar MoSys Motus GI Holdings Moxian Motorcar Parts of America Mid Penn Bancorp - Common Stock Monolithic Power Systems Everspin Technologies Meridian Corporation - Common Stock Monroe Capital Corporation - Common Stock Monroe Capital Corporation - 5.75% Notes due 2023 Mercury Systems Inc - Common Stock Mereo BioPharma Group plc - American Depositary Shares Marin Software Incorporated - Common Stock Marker Therapeutics Marlin Business Services Corp. - Common Stock Moderna Marinus Pharmaceuticals Mersana Therapeutics Marten Transport Mirati Therapeutics Merus N.V. - Common Shares Marvell Technology Group Ltd. - Common Stock MSB Financial Corp. - Common Stock Midland States Bancorp Middlesex Water Company - Common Stock Microsoft Corporation - Common Stock MISONIX MicroStrategy Incorporated - Class A Common Stock Mid-Southern Bancorp MTBC MTBC MMTec Match Group Molecular Templates Mannatech Materialise NV - American Depositary Shares Midatech Pharma PLC - American Depositary Shares Matrix Service Company - Common Stock MTS Systems Corporation - Common Stock MACOM Technology Solutions Holdings MER Telemanagement Solutions Ltd. - Ordinary Shares Micron Technology Mudrick Capital Acquisition Corporation - Class A Common Stock Mudrick Capital Acquisition Corporation - Unit Mudrick Capital Acquisition Corporation - Warrant MVB Financial Corp. - Common Stock MicroVision Mohawk Group Holdings Maxim Integrated Products First Western Financial Myriad Genetics Mylan N.V. - Common Stock MyoKardia MYOS RENS Technology Inc. - Common Stock MYR Group My Size Urban Tea Natural Alternatives International Naked Brand Group Limited - Ordinary Shares NanoVibronix Nathan's Famous National Instruments Corporation - Common Stock Nature's Sunshine Products Navient Corporation - Common Stock Newborn Acquisition Corp. - Ordinary Shares Newborn Acquisition Corp. - Right Newborn Acquisition Corp. - Unit Newborn Acquisition Corp. - Warrant New Age Beverages Corporation - Common Stock Neurocrine Biosciences Noble Energy Inc. - Common Stock Noble Midstream Partners LP - Common Units Northeast Bank - Common Stock Nabriva Therapeutics plc - Ordinary Shares NeuBase Therapeutics NBT Bancorp Inc. - Common Stock Nicolet Bankshares Inc. - Common Stock National CineMedia NuCana plc - American Depositary Shares NCS Multistage Holdings The9 Limited - American Depository Shares representing three ordinary shares Nasdaq Noodles & Company - Common Stock ENDRA Life Sciences Inc. - Common Stock ENDRA Life Sciences Inc. - Warrants Nordson Corporation - Common Stock Nebula Acquisition Corporation - Class A Common Stock Nebula Acquisition Corporation - Unit Nebula Acquisition Corporation - Warrant NeoGenomics Neogen Corporation - Common Stock Neonode Inc. - Common Stock Neos Therapeutics Nephros Neptune Wellness Solutions Inc. - Ordinary Shares Minerva Neurosciences National Energy Services Reunited Corp. - Ordinary Shares National Energy Services Reunited Corp. - Warrant Net Element Newater Technology Newtek Business Services Corp. - Common Stock Newtek Business Services Corp. - 6.25% Notes Due 2023 Newtek Business Services Corp. - 5.75% Notes due 2024 NextDecade Corporation - Common Stock Northfield Bancorp New Fortress Energy LLC - Class A Shares Representing Limited Liability Company Interests. Netfin Acquisition Corp. - Class A Ordinary Shares Netfin Acquisition Corp. - Unit Netfin Acquisition Corp. - Warrants Netflix First Trust India Nifty 50 Equal Weight ETF National General Holdings Corp - Common Stock National General Holdings Corp - Depositary Shares National General Holdings Corp - Depositary Shares National General Holdings Corp - 7.50% Non-Cumulative Preferred Stock National General Holdings Corp - 7.625% Subordinated Notes due 2055 NGM Biopharmaceuticals NantHealth National Holdings Corporation - Common Stock National Holdings Corporation - Warrants Natural Health Trends Corp. - Commn Stock NICE Ltd - American Depositary Shares each representing one Ordinary Share Nicholas Financial Niu Technologies - American Depositary Shares NantKwest National Bankshares Nektar Therapeutics - Common Stock NortonLifeLock Inc. - Common Stock Neoleukin Therapeutics Navios Maritime Containers L.P. - Common units representing limited partner interests NMI Holdings Inc - Common Stock Nemaura Medical Inc. - Common Stock Newmark Group NN Nano Dimension Ltd. - American Depositary Shares NI Holdings Novan Novanta Inc. - Common Shares New Providence Acquisition Corp. - Class A Common Stock New Providence Acquisition Corp. - Unit New Providence Acquisition Corp. - Warrant NeuroBo Pharmaceuticals National Research Corporation - Common Stock Northrim BanCorp Inc - Common Stock National Security Group Insight Enterprises NAPCO Security Technologies NanoString Technologies Nortech Systems Incorporated - Common Stock NetApp NetScout Systems Intec Pharma Ltd. - Ordinary Shares NetEase Neon Therapeutics NETGEAR Northern Technologies International Corporation - Common Stock Intellia Therapeutics Nutanix Natera Neurotrope Northern Trust Corporation - Common Stock Northern Trust Corporation - Depositary Shares Each Representing a 1/1 Natus Medical Incorporated - Common Stock NETSOL Technologies Inc. - Common Stock Nuance Communications NeuroMetrix NeuroMetrix NuVasive Novavax Neovasc Inc. - Common Shares NovoCure Limited - 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Common Stock Ocugen Oaktree Strategic Income Corporation - Common Stock Oaktree Specialty Lending Corporation - Common Stock Ocular Therapeutix Old Dominion Freight Line Office Depot Odonate Therapeutics Orion Energy Systems Oconee Federal Financial Corp. - Common Stock Orthofix Medical Inc. - Common Stock Omega Flex OFS Capital Corporation - Common Stock OFS Capital Corporation - 5.95% Notes due 2026 OFS Capital Corporation - 6.375% Notes due 2025 OFS Capital Corporation - 6.50% Notes due 2025 Organigram Holdings Inc. - Common Shares O2Micro International Limited - American Depositary Shares Okta The Long-Term Care ETF Universal Display Corporation - Common Stock Ollie's Bargain Outlet Holdings Grupo Aeroportuario del Centro Norte S.A.B. de C.V. - American Depositary Shares each representing 8 Series B shares Omnicell Omeros Corporation - Common Stock Odyssey Marine Exploration Oasis Midstream Partners LP - Common Units ON Semiconductor Corporation - Common Stock Old National Bancorp - Common Stock OncoSec Medical Incorporated - Common Stock Oncternal Therapeutics Oncolytics Biotech Inc. - Common Shares 1Life Healthcare Fidelity Nasdaq Composite Index Tracking Stock OneWater Marine Inc. - Class A Common Stock Onconova Therapeutics Onconova Therapeutics Organovo Holdings Opus Bank - Common Stock OP Bancorp - Common Stock Option Care Health Opes Acquisition Corp. - Common Stock Opes Acquisition Corp. - Unit Opes Acquisition Corp. - Warrant OpGen OpGen OptimumBank Holdings Office Properties Income Trust - Common Shares of Beneficial Interest Office Properties Income Trust - 5.875% Senior Notes due 2046 Opko Health Opiant Pharmaceuticals Old Point Financial Corporation - Common Stock Opera Limited - American Depositary Shares Oportun Financial Corporation - common stock OptimizeRx Corporation - Common Stock OptiNose Ocean Power Technologies ORBCOMM Inc. - Common Stock Organogenesis Holdings Inc. - Class A Orgenesis Inc. - Common Stock Oric Pharmaceuticals O'Reilly Automotive Oramed Pharmaceuticals Inc. - Common Stock Orrstown Financial Services Inc - Common Stock Orisun Acquisition Corp. - Common Stock Orisun Acquisition Corp. - Right Orisun Acquisition Corp. - Unit Orisun Acquisition Corp. - Warrant Orchard Therapeutics plc - American Depositary Shares Old Second Bancorp OSI Systems Osmotica Pharmaceuticals plc - Ordinary Shares Ossen Innovation Co. OneSpan Inc. - Common Stock One Stop Systems Overstock.com OraSure Technologies OneSpaWorld Holdings Limited - Common Shares Otelco Inc. - Common Stock Open Text Corporation - Common Shares Otonomy Outlook Therapeutics Outlook Therapeutics Otter Tail Corporation - Common Stock Ottawa Bancorp Ohio Valley Banc Corp. - Common Stock Ovid Therapeutics Inc. - Common Stock Oak Valley Bancorp (CA) - Common Stock Oxbridge Re Holdings Limited - Ordinary Shares Oxbridge Re Holdings Limited - Warrant Oxford Immunotec Global PLC - Ordinary Shares Oxford Lane Capital Corp. - Common Stock Oxford Lane Capital Corp. - 6.75% Series 2024 Term Preferred Stock Oxford Lane Capital Corp. - Term Preferred Shares Oxford Lane Capital Corp. - 6.25% Series 2027 Term Preferred Shares Oxford Square Capital Corp. - Closed End Fund Oxford Square Capital Corp. - 6.50% Notes due 2024 Oxford Square Capital Corp. - 6.25% Notes due 2026 Oyster Point Pharma Bank OZK - Common Stock Proficient Alpha Acquisition Corp. - Common Stock Proficient Alpha Acquisition Corp. - Rights Proficient Alpha Acquisition Corp. - Unit Proficient Alpha Acquisition Corp. - Warrant Pan American Silver Corp. - Common Stock Pacific Biosciences of California Pure Acquisition Corp. - Class A Common Stock Pure Acquisition Corp. - Unit Pure Acquisition Corp. - Warrant PacWest Bancorp - Common Stock PAE Incorporated - Class A Common Stock PAE Incorporated - Warrants Phibro Animal Health Corporation - Class A Common Stock Pangaea Logistics Solutions Ltd. - Common Stock Passage Bio Patriot Transportation Holding Patrick Industries PAVmed Inc. - Common Stock PAVmed Inc. - Warrant PAVmed Inc. - Series Z Warrant Paysign Paychex People's United Financial People's United Financial Pioneer Bancorp Pathfinder Bancorp Prudential Bancorp Potbelly Corporation - Common Stock Powerbridge Technologies Co. Puma Biotechnology Inc - Common Stock PACCAR Inc. - Common Stock PCB Bancorp - Common Stock PotlatchDeltic Corporation - Common Stock Points International Pacira BioSciences PCSB Financial Corporation - Common Stock PC-Tel Paylocity Holding Corporation - Common Stock Park City Group Pure Cycle Corporation - Common Stock Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF PDC Energy Patterson Companies Pinduoduo Inc. - American Depositary Shares Principal International Multi-Factor Core Index ETF Pro-Dex PDF Solutions PDL Community Bancorp - Common Stock PDL BioPharma Invesco DWA Momentum ETF PDS Biotechnology Corporation - Common Stock Peoples Bancorp of North Carolina Peoples Bancorp Inc. - Common Stock The Peck Company Holdings Pegasystems Inc. - Common Stock Pacific Ethanol Penn National Gaming PepsiCo Perion Network Ltd - Ordinary Shares Perma-Fix Environmental Services PetIQ PetMed Express TDH Holdings Invesco High Yield Equity Dividend Achievers ETF Invesco DWA Consumer Cyclicals Momentum ETF Preferred Bank - Common Stock Premier Financial Bancorp iShares Preferred and Income Securities ETF Principal Financial Group Inc - Common Stock Professional Holding Corp. - Class A Common Stock Invesco DWA Financial Momentum ETF Profire Energy P & F Industries Peoples Financial Services Corp. - Common Stock PennantPark Floating Rate Capital Ltd. - Common Stock Invesco Dividend Achievers ETF Performant Financial Corporation - Common Stock Proofpoint PFSweb Peapack-Gladstone Financial Corporation - Common Stock Precigen Invesco Golden Dragon China ETF Progenics Pharmaceuticals Inc. - Common Stock Progyny PhaseBio Pharmaceuticals Phathom Pharmaceuticals Puhui Wealth Investment Management Co. Phio Pharmaceuticals Corp. - Common Stock Phio Pharmaceuticals Corp. - Warrants Invesco Water Resources ETF Phunware Phunware Impinj PICO Holdings Inc. - Common Stock Invesco International Dividend Achievers ETF Invesco DWA Emerging Markets Momentum ETF 1347 Property Insurance Holdings 1347 Property Insurance Holdings Premier Invesco Global Water ETF Pieris Pharmaceuticals ShiftPixy Invesco DWA Developed Markets Momentum ETF Parke Bancorp Park-Ohio Holdings Corp. - Common Stock Invesco BuyBack Achievers ETF Photronics Dave & Buster's Entertainment Plumas Bancorp - Common Stock Principal U.S. Large-Cap Multi-Factor Core Index ETF Children's Place China Xiangtai Food Co. Piedmont Lithium Limited - American Depositary Shares Palomar Holdings Preformed Line Products Company - Common Stock Pulse Biosciences Plug Power ePlus inc. - Common Stock Invesco 1-30 Laddered Treasury ETF PLx Pharma Inc. - Common Stock Plexus Corp. - Common Stock Playa Hotels & Resorts N.V. - Ordinary Shares Pacific Mercantile Bancorp - Common Stock Psychemedics Corporation - Common Stock Pingtan Marine Enterprise Ltd. - Ordinary Shares Principal Sustainable Momentum Index ETF Patriot National Bancorp Inc. - Common Stock Pinnacle Financial Partners PennantPark Investment Corporation - common stock PennantPark Investment Corporation - 5.50% Notes Due 2024 Invesco Nasdaq Internet ETF PrimeEnergy Resources Corporation - Common Stock The Pennant Group Predictive Oncology Inc. - Common Stock Insulet Corporation - Common Stock Polar Power Pool Corporation - Common Stock Pope Resources - Limited Partnership Global X Cannabis ETF Power Integrations Powell Industries Pacific Premier Bancorp Inc - Common Stock Pilgrim's Pride Corporation - Common Stock PPD VanEck Vectors Pharmaceutical ETF Positive Physicians Holdings Perma-Pipe International Holdings Pioneer Power Solutions PRA Group PRA Health Sciences Perceptron Perdoceo Education Corporation - Common Stock Perficient Invesco FTSE RAFI US 1500 Small-Mid ETF Progress Software Corporation - Common Stock PRGX Global Primoris Services Corporation - Common Stock Invesco DWA Industrials Momentum ETF Principia Biopharma Inc. - Common Stock Profound Medical Corp. - common stock Provident Financial Holdings ProPhase Labs Purple Innovation Precipio ProQR Therapeutics N.V. - Ordinary Shares The Providence Service Corporation - Common Stock Prothena Corporation plc - Ordinary Shares Priority Technology Holdings Paratek Pharmaceuticals U.S. Auto Parts Network Provention Bio Prevail Therapeutics Inc. - common stock Pluralsight Principal U.S. Small-Cap Multi-Factor Index ETF Invesco S&P SmallCap Consumer Staples ETF Invesco S&P SmallCap Consumer Discretionary ETF Invesco S&P SmallCap Energy ETF Invesco S&P SmallCap Financials ETF Invesco S&P SmallCap Health Care ETF Invesco S&P SmallCap Industrials ETF Invesco S&P SmallCap Materials ETF Invesco S&P SmallCap Information Technology ETF Invesco S&P SmallCap Utilities & Communication Services ETF Prospect Capital Corporation - Common Stock Principal Price Setters Index ETF Performance Shipping Inc. - Common Shares Invesco DWA Consumer Staples Momentum ETF Principal U.S. Small-MidCap Multi-Factor Core Index ETF PriceSmart Personalis Pluristem Therapeutics PLUS THERAPEUTICS PLUS THERAPEUTICS Pintec Technology Holdings Limited - American Depositary Shares PropTech Acquisition Corporation - Class A Common Stock PropTech Acquisition Corporation - Unit PropTech Acquisition Corporation - Warrant PTC Inc. - Common Stock PTC Therapeutics PolarityTE Patterson-UTI Energy Invesco DWA Technology Momentum ETF Protagonist Therapeutics Invesco DWA Healthcare Momentum ETF Proteostasis Therapeutics Portola Pharmaceuticals Portman Ridge Finance Corporation - common stock Partner Communications Company Ltd. - American Depositary Shares Peloton Interactive P.A.M. Transportation Services Protective Insurance Corporation - Class A (voting) Common Stock Protective Insurance Corporation - Class B (nonvoting) Common Stock People's Utah Bancorp - Common Stock Invesco DWA Utilities Momentum ETF Pulmatrix Puyi Inc. - American Depository Shares Penn Virginia Corporation - Common Stock Principal Contrarian Value Index ETF Provident Bancorp PowerFleet Penns Woods Bancorp Invesco DWA Energy Momentum ETF Pixelworks Pyxis Tankers Inc. - Common Stock Principal Shareholder Yield Index ETF PayPal Holdings Invesco DWA Basic Materials Momentum ETF Papa John's International First Trust NASDAQ ABA Community Bank Index Fund QAD Inc. - Class A Common Stock QAD Inc. - Class B Common Stock iShares MSCI Qatar ETF First Trust NASDAQ Clean Edge Green Energy Index Fund QUALCOMM Incorporated - Common Stock QCR Holdings Quidel Corporation - Common Stock 360 Finance QIWI plc - American Depositary Shares Q&K International Group Limited - American Depositary Shares Qualys Quantum Corporation - Common Stock QuinStreet First Trust NASDAQ-100 Equal Weighted Index Fund Invesco QQQ Trust Nuveen NASDAQ 100 Dynamic Overwrite Fund - Shares of Beneficial Interest First Trust NASDAQ-100 Ex-Technology Sector Index Fund Quest Resource Holding Corporation - Common Stock Qurate Retail Qurate Retail Qorvo First Trust NASDAQ-100- Technology Index Fund Quotient Limited - Ordinary Shares Quanterix Corporation - Common Stock Qutoutiao Inc. - American Depositary Shares QuickLogic Corporation - Common Stock Qumu Corporation - Common Stock uniQure N.V. - Ordinary Shares Global X NASDAQ-100 Covered Call ETF RADA Electronic Industries Ltd. - Ordinary Shares Freightcar America Rand Capital Corporation - Common Stock ($0.10 Par Value) RAPT Therapeutics Ultragenyx Pharmaceutical Inc. - Common Stock Rave Restaurant Group Raven Industries RBB Bancorp - Common Stock Ribbon Communications Inc. - Common Stock Republic Bancorp Rubicon Technology Rhinebeck Bancorp Reliant Bancorp Avita Medical Limited - American Depositary Shares Rent-A-Center Inc. - Common Stock Rocket Pharmaceuticals Rocky Brands R1 RCM Inc. - Common Stock RCM Technologies Recon Technology Radcom Ltd. - Ordinary Shares Redfin Corporation - Common Stock Redhill Biopharma Ltd. - American Depositary Shares Reading International Inc - Class A Non-voting Common Stock Reading International Inc - Class B Voting Common Stock RadNet Radius Health Red Violet First Trust Rising Dividend Achievers ETF Radware Ltd. - Ordinary Shares The RealReal RISE Education Cayman Ltd - American Depositary Shares Reeds Research Frontiers Incorporated - Common Stock Regency Centers Corporation - Common Stock Renewable Energy Group Regeneron Pharmaceuticals Rekor Systems Richardson Electronics Reliv' International Recro Pharma Replimune Group Resonant Inc. - Common Stock Reata Pharmaceuticals ReTo Eco-Solutions Rexahn Pharmaceuticals Reynolds Consumer Products Inc. - Common Stock First Trust RiverFront Dynamic Asia Pacific ETF First Trust RiverFront Dynamic Developed International ETF First Trust RiverFront Dynamic Emerging Markets ETF First Trust RiverFront Dynamic Europe ETF RF Industries RGC Resources Inc. - Common Stock Repligen Corporation - Common Stock Royal Gold Regulus Therapeutics Inc. - Common Stock REGENXBIO Inc. - Common Stock Resources Connection RiceBran Technologies - Common Stock RCI Hospitality Holdings Rigel Pharmaceuticals B. Riley Financial B. Riley Financial B. Riley Financial B. Riley Financial B. Riley Financial B. Riley Financial B. Riley Financial B. Riley Financial B. Riley Financial iShares MSCI Global Gold Miners ETF Riot Blockchain Riverview Financial Corporation - Common Stock Arcadia Biosciences Relmada Therapeutics Richmond Mutual Bancorporation RumbleOn Rambus Rocky Mountain Chocolate Factory Rimini Street The RMR Group Inc. - Class A Common Stock Rockwell Medical Randolph Bancorp First Trust Developed International Equity Select ETF First Trust US Equity Dividend Select ETF First Trust Emerging Markets Equity Select ETF RigNet First Trust Large Cap US Equity Select ETF First Trust Mid Cap US Equity Select ETF First Trust Small Cap US Equity Select ETF Renasant Corporation - Common Stock RealNetworks Construction Partners First Trust Nasdaq Artificial Intelligence and Robotics ETF Gibraltar Industries Retail Opportunity Investments Corp. - Common Stock Roku RBC Bearings Incorporated - Common Stock Rosehill Resources Inc. - Class A Common Stock Rosehill Resources Inc. - Unit Rosehill Resources Inc. - Warrants Ross Stores RealPage Repay Holdings Corporation - Class A Common Stock Rapid7 Red River Bancshares Red Robin Gourmet Burgers Red Rock Resorts Research Solutions VanEck Vectors Retail ETF RTI Surgical Holdings Rattler Midstream LP - Common Units Representing Limited Partnership Interests Retrophin Ritter Pharmaceuticals Rubius Therapeutics Ruhnn Holding Limited - American Depositary Shares Sunrun Inc. - Common Stock Rush Enterprises Rush Enterprises Ruth's Hospitality Group Revolution Medicines Revance Therapeutics Riverview Bancorp Inc - Common Stock ReWalk Robotics Ltd. - Ordinary Shares Ryanair Holdings plc - American Depositary Shares Rhythm Pharmaceuticals Sabre Corporation - Common Stock SAExploration Holdings Sanderson Farms Safety Insurance Group Sage Therapeutics Saia Salisbury Bancorp Salem Media Group Schultze Special Purpose Acquisition Corp. - Common Stock Schultze Special Purpose Acquisition Corp. - Unit Schultze Special Purpose Acquisition Corp. - Warrant Silvercrest Asset Management Group Inc. - Common Stock Sanmina Corporation - Common Stock S&W Seed Company - Common Stock Software Acquisition Group Inc. - Class A Common Stock Software Acquisition Group Inc. - Unit Software Acquisition Group Inc. - Warrant Sandy Spring Bancorp EchoStar Corporation - Common stock Cassava Sciences SBA Communications Corporation - Class A Common Stock Strongbridge Biopharma plc - Ordinary Shares SB One Bancorp - Common Stock Seacoast Banking Corporation of Florida - Common Stock SB Financial Group Sinclair Broadcast Group Star Bulk Carriers Corp. - Common Shares Star Bulk Carriers Corp. - 8.30% Senior Notes due 2022 Signature Bank - Common Stock Spring Bank Pharmaceuticals Sabra Health Care REIT Southside Bancshares Sterling Bancorp Starbucks Corporation - Common Stock Scholastic Corporation - Common Stock Schnitzer Steel Industries Socket Mobile Superconductor Technologies Inc. - Common Stock comScore scPharmaceuticals Inc. - Common Stock SciPlay Corporation - Class A Common Stock ScanSource Shoe Carnival SecureWorks Corp. - Class A Common Stock SCYNEXIS iShares MSCI EAFE Small-Cap ETF SmileDirectClub iShares MSCI Global Impact ETF Schrodinger First Trust SMID Cap Rising Dividend Achievers ETF SeaChange International Secoo Holding Limited - American Depositary Shares SolarEdge Technologies Origin Agritech Limited - Common Stock Seelos Therapeutics SEI Investments Company - Common Stock Selecta Biosciences Global Self Storage Seneca Foods Corp. - Class A Common Stock Seneca Foods Corp. - Class B Common Stock Synthesis Energy Systems Sesen Bio Sound Financial Bancorp ServisFirst Bancshares Safe-T Group Ltd. - American Depositary Shares Stitch Fix Sprouts Farmers Market Simmons First National Corporation - Common Stock Southern First Bancshares Sirius International Insurance Group Saga Communications SG Blocks Superior Group of Companies Seattle Genetics SMART Global Holdings Sigma Labs Sigma Labs SigmaTron International Sangamo Therapeutics Scientific Games Corp - Common Stock SGOCO Group SPAR Group Surgery Partners Shore Bancshares Inc - Common Stock Shenandoah Telecommunications Co - Common Stock Seanergy Maritime Holdings Corp - Common Stock Seanergy Maritime Holdings Corp - Class A Warrants Seanergy Maritime Holdings Corp - Class B Warrant Shiloh Industries Steven Madden SharpSpring iShares Short Treasury Bond ETF iShares 1-3 Year Treasury Bond ETF SI-BONE Select Interior Concepts Siebert Financial Corp. - Common Stock Sientra Sify Technologies Limited - American Depository Shares SIGA Technologies Inc. - Common Stock Selective Insurance Group Silicom Ltd - Ordinary Shares Silk Road Medical Silicon Motion Technology Corporation - American Depositary Shares Sina Corporation - Ordinary Shares Sino-Global Shipping America SiNtx Technologies Sirius XM Holdings Inc. - Common Stock SiTime Corporation - Common Stock SVB Financial Group - Common Stock SVB Financial Group - Depositary Shs each representing a 1/40th interest in a share of 5.25% Fixed-Rate Non-Cumulative Perpetual Preferred Stock FlexShares Credit-Scored US Corporate Bond Index Fund Sky Solar Holdings SkyWest First Trust Cloud Computing ETF Silicon Laboratories Select Bancorp Solid Biosciences Inc. - Common Stock Super League Gaming Sol-Gel Technologies Ltd. - 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